![]() The form is divided into a Part 1 and Part 2, with additional subparts. Form ADV stands for the Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers. The Form ADV is the uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities regulators. If reproduced, the contents of this page should not be modified without express written permission. Information on this page is as of the date noted. Information has been summarized and paraphrased for educational purposes. ![]() ![]() This material is provided for general informational purposes and does not constitute legal or accounting advice, nor does it set a new policy, nor does it represent the views of any specific NASAA member jurisdictions.
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